Rosemarie Leong is a Due Diligence Analyst with Aliso Advisors. She also serves as lead analyst for Intuition, Inc. She has been in the securities industry for over 15 years starting at Paine Webber, then moving on to Prudential Securities, Met Life Securities and Smith Barney, serving in various branch capacities.
In recent years, Ms. Leong has been performing due diligence services for a number of national independent broker-dealers, sponsors and businesses in the United States, Canada, Europe and Asia.
Ms. Leong has held FINRA 7, 63, 65 and 79 licenses. She holds a B.A. (Honors) from U.B.C. in Vancouver, Canada, an M.A. from Webster University-Geneva, Switzerland and attended Southwestern University School of Law in Los Angeles, CA. She is fluent is four languages.
Ms. Leong is an active community volunteer and a current member of the Vegas PBS Women’s Engagement Council.