ATOMI FINANCIAL GROUP
Sandra is the Chief Compliance Officer of Atomi Financial Group (Atomi). She is also Atomi's Director of Operations, responsible for managing the firm’s client reporting and billing systems, as well as other back office functions. She has over 17 years’ experience in the financial industry, with experiences involving administration, operations, investor relations, and portfolio administration.
Prior to Atomi, Sandra served as Compliance Associate at SEC-registered Registered Investment Adviser. While there, she worked closely with the Chief Compliance Officer creating policies and procedures, keeping the regulatory books and records, updating and keeping the staff informed of new regulation rules and laws. Sandra implemented new workflows and checklists that helped serve the clients and ensured risk tolerance and suitability were reviewed with the clients.
Sandra is a member of the Southern California Compliance Group and attends annual National Society of Compliance Professionals conference.